EVERGREEN ADVISORS CAPITAL LLC X-17A-5 (2021-02-19) — Broker-dealer annual report

Full text of EVERGREEN ADVISORS CAPITAL LLC's X-17A-5 filed 2021-02-19 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ # **EVERGREEN ADVISORS CAPITAL, LLC** Statement of Financial Condition Year Ended December 31, 2020 (FILED AS PUBLIC INFORMATION PURSUANT TO RULE 17a-5(d) UNDER THE SECURITIES EXCHANGE ACT OF 1934 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 SEC FILE NUMBER 8-69143 # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING 01/0 | 1/2020<br>AND ENDING 12/31/2020 | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|-------------|------------------------------------------------|--| | | MM/DD/YY | ----------- | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | Evergreen Advisors Capital, LLC<br>NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS:<br>(Do not use P.O. Box No.)<br>9256 Bendix Road, suite 300 | | | FIRM I.D. NO. | | | | (No. and Street) | | | | | Columbia | MD | | 21045 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Joseph Statler | | | 703-967-6801<br>(Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>Cherry Bekaert LLP | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 200 South 1 0th Street | Richmond | VA | 27608 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE:<br>I<br>B<br>✓<br>Certified Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | FOR OFFICIAL<br>USE ONLY | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.l 7a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to res…

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