Full text of CRITICAL TRADING, LLC's X-17A-5/A filed 2021-03-16 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED ST A TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 202: Estimated average burden Hours per response. . . . . 12.00 SEC FILE NUMBER 8- 69144 ## ANNUAL AUDITED REPORT FORM X-17A-5 # PART Ill ## FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01101/2020 | | 12/31/2020 | |--------------------------------------------------------------------------|------------------------------|---------|------------------------------| | | MM/DDNY | | MM/DDNY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | CRITICAL TRADING, LLC | | | FIRM l.D. NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | h FLOOR<br>120 West 45th STREET, 151 | | | | | | (No and Street) | | | | NEW YORK | NY | | 10036 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Steven D. Meyer | | | 646-502-5795 | | | | | (Area Code-Telephone Number) | | | B. ACCOUNTANT IDENTIFCATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | Lerner & Sipkin | | | | | (Name-ifindividua/, stale last, first, middle name) | | | | | 420 Lexington Avenue -<br>Suite 2160 | New York | NY | 10170 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | ~ Certified Public Accountant | | | | | D<br>Public Accountant | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. l 7a-5(e)(2).* > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (11-05) {1}------------------------------------------------ #### OATH OR AFFIRMATION | I, | | Steven D. Meyer | | | , swear (or affinn) that, to the best of | | |--------|------------|----------------------------------------------------------------------------------------…Read the full text as markdown