Full text of CRITICAL TRADING, LLC's X-17A-5 filed 2022-06-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, O.C. 20549 OMB APPRnvt.1 OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART Ill SEC FILE NUMBER 8-69144 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 01/01/21 | AND ENDING | 12/31/21 | | |------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------------------------|----------------------------|--| | | ~~~~~~~~~<br>MM/DD /YY | | ~~~~~~~~~-<br>MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | Critical<br>Trading,<br>NAME OF FIRM: | LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D<br>~ Broker-dealer<br>0 Check here if respondent is also an OTC derivatives dealer | D<br>Security-based swap dealer | Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 120 West 45th Street - 15th Floor | | | | | | | (No. and Street) | | | | | New York | NY | | 10036 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Steven D. Meyer | 646-502-5793 ext 1 | | smeyer@criticaltrading.com | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>LLC<br>Adeptus<br>Partners, | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 250 West 54th Street - 9th Floor | New York | NY | 10019 | | | (Address) | (City) | (State) | (Zip Code) | | | January 6, 2010 | | | 3686 | | | rte<br>of Re~"ratkm with PCAOBJI• opplicob~J | | IPCAOB Rec""""• | Numbe<, "op~l<0ble) | | | | FOR OFFICIAL USE ONLY | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to th• collection of Information contained In this form are not required to respond unless the form displays• currently valid OMB cont…Read the full text as markdown