Full text of FNC AG STOCK, LLC's X-17A-5 filed 2022-12-01 (period 2022-10-01). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **FNC Ag Stoel(, LLC** (SEC 1.D. No. 8-69177) Statement of Financial Condition as of September 30, 2022 and Report oflndependent Registered Public Accounting Firm > Filed pursuant to 17a-5(e)(3) as a **PUBLIC** document. {1}------------------------------------------------ ### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | | |---------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------|-----------------------------------------|------------------------|--|--|--|--| | FILING FOR THE PERIOD BEGINNING 10/01/2021 | | | AND ENDING 09/30/2022 | | | | | | | MM/DD/VY | | MM/DD/VY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME m FIRM: FNC Ag Stock, LLC | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | □ Major security-based swap participant | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 4050 Garden View Drive, Suite 103 | | | | | | | | | | (No. and Street) | | | | | | | | Grand Forks | ND | | 58201 | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Nick Watson | (701) 780-2828 | | nwatson@fncagstock.com | | | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | Mayer Hoffman Mccann P.C. | | | | | | | | | 1000 Campbell Mithun Tower, 222 s. Nirth St. | (Name - if individual, state last, first, and middle name)<br>Minneapolis | MN | 55402 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | 10/22/2003 | | 199 | | | | | | | rte of Reglstcafo, with PCAOB)llf applicable)<br>(PCAOB Reglstcatloo N,mbe<, If applicable) I | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | \* Claims for exem…Read the full text as markdown