Full text of FNC SECURITIES, LLC's X-17A-5 filed 2025-11-28 (period 2025-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **FNC Securities LLC** ## **(F/K/A FNC Ag Stock, LLC)** (SEC I.D. No. 8-691 77) Statement of Financial Condition as of September 30, 2025 and Report of Independent Registered Public Accounting Firm > Filed pursuant to 17a-5( e)(3) as a **PUBLIC** document. {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235--0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | | SEC FILE NUMBER | | |--|-----------------|--| | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | AND ENDING 09/30/202 | | FILING FOR THE PERIOD BEGINNING 1 0/01 /2024<br>5<br>MM/DD/VY<br>MM/DD/VY | | A. REGISTRANT IDENTIFICATION | | NAME OF FIRM: FNC SECURITIES LLC | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Major security-based swap participant<br>0 Broker-dealer<br>D Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | ADDRESS OF PRINCIPAL PlACE Of BUSINESS: (Do not use a P.O. box no.) | | 4050 Garden View Drive, Suite 103 | | (No. and Street) | | 58201<br>Grand Forks<br>ND | | (Zip Code)<br>{Oity)<br>(State) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | (701) 780-2828<br>Nicholas Watson<br>nwatson@farmersnational .com | | (Area Code - Telephone Number)<br>(Email Address)<br>(Name) | | 8. ACCOUNTANT IDENTIFICATION | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>CBIZ CPAs P.C. | | (Name - if individual, state last, first, and middle name) | | New York<br>NY<br>10018<br>5 Bryant Park, 1065 Avenues of the Americas | | (Address)<br>(City)<br>(State)<br>(Zip Code) | | 199<br>10/22/2003 | | Tte of RegjmaUon with PCAOB)i;f applkaWel | | FOR OFFICIAL USE ONLY | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in t…Read the full text as markdown