Full text of IFM (US) SECURITIES, LLC's X-17A-5 filed 2020-09-15 (period 2020-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # IFM (US) SECURITIES, LLC (A Limited Liability Company) ## STATEMENT OF FINANCIAL CONDITION JUNE 30, 2020 {1}------------------------------------------------ UNJTEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMS APPROVAL OMS Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours r res nse ..... . 12.00 ## **ANNUAL AUDITED REPORT FORM X·17A·5 PARTlll** SEC ALE NUMBER B-69201 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | __<br>_ 0_7_/0_1_/2_0_1_9<br>MM/DD/YY | __<br>AND ENDING _ | __<br>__<br>0_6_/3_0_/2_0_2_0 | | |--------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------|--------------------|--------------------------------|--| | | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: | IFM (US) Securities, LLC | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Oox No.)<br>114 W 4 7th Street, 19th Floor | | | FIRM 1.0. NO. | | | | (No. and Street) | | | | | New York | NY | | 10036-1510 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Peter Mordue | | | 212.784.2270 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report• | | | | | | CohnReznick LLP | | | | | | | (Name -1f1nd1vid11al. state last.first. middle name) | | | | | 1301 Avenue of the Americas | New York | NY | 10019 | | | (Address) | (City) | (State) | (Zip Code) | | | CH ECK O NE: | | | | | | certiticd Public Accountant<br>O<br>({]Public Accountant<br>Accountant not resident in United States or any of its possessions.<br>O | | | | | | | FOR OFFICIAL USE OHL Y | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be coi·ered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the ha.vis for the exemption. See Section 240. J7a-5(e)(2)* > Potential persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a cu…Read the full text as markdown