Full text of IFM (US) SECURITIES, LLC's X-17A-5 filed 2022-09-23 (period 2022-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # IFM (US) SECURITIES, LLC (A Limited Liability Company) ## STATEMENT OF FINANCIAL CONDITION JUNE 30, 2022 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-69201 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | | 7/01/2021<br>MM/DD/YY | | AND ENDING | | 6/30/2022 | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------|-----------------------|------------------------------------------------------------|------------|---------|--------------------------------------------|--| | | | | | | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: | | | IFM (US) SECURITIES, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>L Security-based swap dealer<br>를 Broker-dealer<br>C Check here if respondent is also an OTC derivatives dealer | | | | | | Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 114 W 47TH Street, 19th floor | | | | | | | | | | | (No. and Street) | | | | | | | New York | | | NY | | | 10036-1510 | | | (City) | | | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Chad Kirschenblatt | 516.393.5603<br>Chad.Kirschenblatt@janoverllc.com | | | | | | | | (Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | | | | | | | B. Accountant IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>CohnReznick LLP | | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 1301 Avenue of the Americas New York | | | | | NY | 10019 | | | (Address) | | (City) | | | (State) | (Zip Code) | | | 10-14-2003 | | | | 596 | | | | | (Date of Registration with PCAOB)(if applicable) | | | | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | * Claims for exemption from the requi…Read the full text as markdown