Full text of THREE OCEAN SECURITIES LLC's X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
X-17A-5 0001563960 XXXXXXXX LIVE true false false 01-01-2019 12-31-2019 Broker-dealer N THREE OCEAN SECURITIES LLC 551 FIFTH AVENUE, SUITE 1620 NEW YORK NY 10176 David W. Knowlton 212-259-0559 Raines and Fischer LLP 555 Fifth Avenue, 9th Floor New York NY 10017 Certified Public Accountant David W. Knowlton THREE OCEAN SECURITIES LLC 12-31-2019 David W. Knowlton Chief Executive officer Y
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