NOMURA GLOBAL FINANCIAL PRODUCTS INC. X-17A-5 (2016-06-02) — Broker-dealer annual report

Full text of NOMURA GLOBAL FINANCIAL PRODUCTS INC.'s X-17A-5 filed 2016-06-02 (period 2016-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

X-17A-5 0001564206 XXXXXXXX LIVE true false true 04-01-2015 03-31-2016 Broker-dealer OTC derivatives dealer N NOMURA GLOBAL FINANCIAL PRODUCTS INC. WORLDWIDE PLAZA 309 WEST 49TH STREET NEW YORK NY 10019 ralph mattone 212-667-9546 Ernst and Young LLP 5 Times Square New York NY 10036 Certified Public Accountant Ralph Mattone NOMURA GLOBAL FINANCIAL PRODUCTS INC. 03-31-2016 Ralph Mattone Managing Director Y

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)