SEPULVEDA DISTRIBUTORS LLC X-17A-5 (2017-02-22) — Broker-dealer annual report

Full text of SEPULVEDA DISTRIBUTORS LLC's X-17A-5 filed 2017-02-22 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SEPULVEDA DISTRIBUTORS LLC
• Form: X-17A-5
• Filed: 2017-02-22
• Period: 2016-12-31
• Accession: 0001565380-17-000001
• CIK: 1565380
• File #: 8-69221
• Material weakness: No
• Auditor: Ernst & Young LLP
• Auditor location: Los Angeles, CA
• Contact: Johnson So
• Phone: (310) 235-5925
• Signed by: Johnson So (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0001565380 XXXXXXXX LIVE true false false 01-01-2016 12-31-2016 Broker-dealer N SEPULVEDA DISTRIBUTORS LLC 11100 SANTA MONICA BOULEVARD, SUITE 2000 LOS ANGELES CA 90025 Johnson So (310) 235-5925 Ernst & Young LLP 725 S. Figueroa Street Los Angeles CA 90017 Certified Public Accountant Johnson So SEPULVEDA DISTRIBUTORS LLC 12-31-2016 Johnson So Chief Financial Officer Y

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Other filings by this registrant

• X-17A-5 — 2022-03-17
• X-17A-5 — 2021-03-01
• X-17A-5 — 2020-02-20
• X-17A-5 — 2019-02-28
• X-17A-5/A — 2018-03-13
• X-17A-5 — 2018-03-01
• X-17A-5 — 2016-02-29
• X-17A-5/A — 2015-03-04
• X-17A-5 — 2015-03-02

Original filing on SEC EDGAR (source of record)