SEPULVEDA DISTRIBUTORS LLC X-17A-5 (2020-02-20) — Broker-dealer annual report

Full text of SEPULVEDA DISTRIBUTORS LLC's X-17A-5 filed 2020-02-20 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SEPULVEDA DISTRIBUTORS LLC
• Form: X-17A-5
• Filed: 2020-02-20
• Period: 2019-12-31
• Accession: 0001565380-20-000002
• CIK: 1565380
• File #: 8-69221
• Material weakness: No
• Auditor: Ernst & Young LLP
• Auditor location: Los Angeles, CA
• Contact: Al Hassanein
• Phone: 3102355942
• Signed by: Paul Douglas (Chief Compliance Officer)

Document text (excerpt)

X-17A-5 0001565380 XXXXXXXX LIVE true false false 01-01-2019 12-31-2019 Broker-dealer N SEPULVEDA DISTRIBUTORS LLC 11100 SANTA MONICA BOULEVARD, SUITE 2000 LOS ANGELES CA 90025 Al Hassanein 3102355942 Ernst & Young LLP 725 S. Figueroa Street Los Angeles CA 90017 Certified Public Accountant Paul Douglas SEPULVEDA DISTRIBUTORS LLC 12-31-2019 Paul Douglas Chief Compliance Officer Y

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Other filings by this registrant

• X-17A-5 — 2022-03-17
• X-17A-5 — 2021-03-01
• X-17A-5 — 2019-02-28
• X-17A-5/A — 2018-03-13
• X-17A-5 — 2018-03-01
• X-17A-5 — 2017-02-22
• X-17A-5 — 2016-02-29
• X-17A-5/A — 2015-03-04
• X-17A-5 — 2015-03-02

Original filing on SEC EDGAR (source of record)