Full text of FORGE MARKETS LLC's X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2019 {1}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | | | OMB APPROVAL | | |-------------|----------------------------|-----------------| | OMB Number: | | 3235-0123 | | | xpires: August 31, 2020 | | | | Estimated average burden | | | | hours per response _ 12.00 | | | | | SEC FILE NUMBER | | | 8 - | 69232 | | | | | #### ANNUAL AUDITED REPORT FORM X-17A-5 PART III #### FACING PAGE I nformation Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | 1/1/2019 | AND ENDING | 12/31/2019 | | | | | |-------------------------------------------------------------------------------------------------|--------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--|--| | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | OFFICIAL USE ONLY | | | | | | FORGE MARKETS LLC | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>135 MADISON AVE, 5TH FLOOR | | | | | | | | (No, and Street) | | | | | | | | NY | | 11542 | | | | | | (State) | | (Zip Code) | | | | | | | | 917-456-2371 | | | | | | | | (Area Code -- Telephone No.) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | NY | 10017 | | | | | | (Cily) | (State) | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | Accountant not resident in United States or any of its possessions | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | REPORT FOR THE PERIOD BEGINNING<br>JOHN-PAUL TEUTONICO | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>(Name -- if individual, state last, first, middle name)<br>NEW YORK | | | | | \* Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circum…Read the full text as markdown