Full text of FORGE MARKETS LLC's X-17A-5 filed 2021-02-24 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washingta,, D.C. 20549 | | ANNUAL AUDITED REPORT | | |-----------------------|--| | FORM X-17A-5 | | | PART Ill | | | | 8 - | 69232 | |-------------|-----|---------------------------| | | | SEC FILE NUMBER | | | | hours per response 12.00 | | | | Estimated average burden | | | | Expires: October 31. 2023 | | 0MB Number: | | 3235-0123 | | | | 0MB APPROVAL | **FACING PAGE Information Required** *ci* **Brokers and Dealers Pursuant to Section 17** *ci* **the Securities Exchange Act** *ci* **1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | -------------<br>111/2020 | AND ENDING | ------------<br>12131/2020 | |------------------------------------------------------------------------------------------------|-----------------------------------------------------------|---------------|-----------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: | | | | | FORGE MARKETS LLC | | | OFFICIAL USE ONLY<br>FIRM ID. NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>19OAKLANE | | | | | GLEN COVE | (No. aid Street)<br>NY | | 11542 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>JOHN-PAUL TEUTONICO | | | 917-456-2371 | | | | | | | | | | (Area Code-- TaephoneNo.) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>EISNERAMPER LLP | (Nane-- if individual. s:ate /a,t, firs:, rriddle narre ) | | | | | | | | | 733 THIRD A VE.<br>(Address) | NEW YORK<br>(City) | NY<br>(State) | 10017<br>(Zip Code) | | ~ Certified PublicA=untc11t | | | | | D PublicA=untc11t | | | | | D A=untc11t not resident in United States or c11y of its possessions | | | | | CHECK ONE: | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the re-:,uirement that the annual report be covered by the opinion of an independent public accountant m.1st be supported by a statement of facts and circumstances relied on as the basis for the exemption. *See* section 240. 17a-5(e)(2). | | Potential persons who are to respond to the collection of | |------------------|----------------------------------------------------------------| | | information contained in this form are not required to respond | | SEC 1410 (0…Read the full text as markdown