Full text of TOP CAPITAL ADVISORS, INC.'s X-17A-5 filed 2021-04-20 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | SEC FILE NUMBER | |-----------------| 8-69234 **FACING PAGE Informati.on Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING O 1/01/2020 | | | -----------<br>AND ENDING 12/31/2020<br>MM/DD/YY | | | |---------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|---------------|--------------------------------------------------|--|--| | | MM/0D/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF BROKER-DEALER: Top Capital Advisors, Inc. | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | | | | 3620 Kensley Drive | | | | | | | | (No. and Street) | | | | | | Inglewood | CA | | 90305 | | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO TIDS REPORT<br>Debra D Draughan | 310-677-4450 | | | | | | | | | (Area Code - Telephone Number) | | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>Michael T. Remus, CPA | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | PO Box 2555 | Hamilton Square | NJ | 08690 | | | | (Address) | (City) | (State) | (Zip Code) | | | | CHECK ONE: | | | | | | | I ti' I<br>Certified Public Accountant | | | | | | | Public Accountant | | | | | | | B | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the collection of Information contained in this form are not required to respond unless the form dis plays a currently valld 0MB control number.** {1}---------------------------------------…Read the full text as markdown