Full text of TOP CAPITAL ADVISORS, INC.'s X-17A-5 filed 2023-04-17 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL<br>REPORTS | | |-------------------|--| | FORM<br>X-17A-S | | | PART<br>III | | OMB Number: 3235-0123 Expires:Oct. 31, 2023 Estimated average burden hours per response: l2 OMB APPROVAL | SECFILENUMBER | |---------------| | 8-69234 | | Information<br>Required Pursuant | FACING<br>PAGE<br>to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------|------------------------|-----------------------|--|--| | | 01/01/2022 | | | | | | FILI~G<br>FOR THE PERIOD BEGINNING | 12/31/2022<br>AND ENDING | MM{DD{YY | | | | | I | MM{DD{YY | | | | | | I | A. REGISTRANT<br>IDENTIFICATION | | | | | | Top<br>Capital<br>NAI\jl~ OF FIRM: | Advisors,<br>Inc. | | | | | | TYPI~ OF REGISTRANT (check<br>all applicable<br>i!IBroker-dealer<br>0<br>Security-based<br>o<br>Check here if respondent<br>is also an OTC derivatives | boxes):<br>o<br>swap<br>dealer<br>Major<br>dealer | security-based<br>swap | participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 3620<br>Kensley<br>Drive | | | | | | | | (No. and Street) | | | | | | Inglewood | | 90305 | | | | | (City) | (State) | | | | | | PERSON TO CONTACT WITH | REGARD TO THIS FILING | | | | | | Debra<br>D<br>Draughan<br>301-677<br>-4050<br>ddd@topcapitaladvisors.com | | | | | | | (Name) | (Area Code - Telephone<br>Number)<br>(Email Address) | | | | | | | B. ACCOUNTANT<br>IDENTIFICATION | | | | | | INDEPENDENT<br>PUBLIC ACCOUNTANT<br>Michael<br>T<br>Remus<br>CPA<br>I | whose<br>reports<br>are contained | in this filing* | | | | | (Name - if individual, | state last, first, and middle name) | | | | | | PO<br>Box<br>2555 | Hamilton<br>Square | NJ | 08690 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 02{23{2010 | | 3598 | | | | | r<br>te of<br>",;","'00<br>with pG\D'lhf ",'1"",1 | FOR OFFICiAl<br>USE ON LY | {PCAD'"';"""00 | Nomb". If'''''''bI'll | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of th…Read the full text as markdown