Full text of ABG, LLC's X-17A-5 filed 2024-07-01 (period 2024-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES ANO EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-69577 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill FACING PAGE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | |-------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------|-----------------------------------------|------------------------------------------|--| | FILING FOR THE PERIOD BEGINNING 04/01 /23 | | AND ENDING 03/31 /24 | | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: ABG, LLC<br>- | -----------<br>- | ---------------- | - | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 725 FIFTH AVENUE - | 24TH FLOOR | | | | | | (No. and Street) | | | | | NEW YORK | NY | | 10022 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | MICHAEL T MARRONE 646-930-1906 | | | MICHAEL.MARRONE~ABGADVISORY.COM | | | (Name) | (Area Ccide -Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing•<br>YSL & ASSOCIATES LLC | | | | | | | (Name - if individua l, state last, first, and middle name) | | | | | 11 BROADWAY SUITE 700 NEW YORK | | NY | 10004 | | | (Address) | (City) | (State) | (Zip Code) | | | 6/6/2003 | | 2699 | | | | T<br>te of Regisn,tioo with PCAOB)(if ,pplicableJ | | | (PCAOB Regosn,ttoo N,mbec, if ,pphcable) | | | | FOR OFFICIAL USE ONLY | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240,l?a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, JACKSON EISENPRESSER | s…Read the full text as markdown