Full text of ABG, LLC's X-17A-5 filed 2026-06-29 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | # ANNUAL REPORTS FORM X-17A-5 PART III | OMB Number: 3235-0123 | | |---------------------------|--| | Expires: Nov. 30, 2026 | | | Estimated average burden | | | | | | hours per response:<br>12 | | | | | | SEC FILE NUMBER | | | | | 8-69577 OMB APPROVAL FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 03/31/26 FILING FOR THE PERIOD BEGINNING 04/01/25 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: ABG, LLC TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer O Check here if respondent is also an OTC derivatives dealer [ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 725 FIFTH AVENUE - 24TH FLOOR | (No. and Street) | | | | | | |----------------------------------------------|--------------------------------|-----------------|--|--|--| | NEW YORK | NY | 10022 | | | | | (City) | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | MICHAEL T MARRONE 646-930-1906 | MICHAEL.MARRONE@ABGANDCO.COM | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | #### B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filling\* # YSL & ASSOCIATES LLC | | (Name - if individual, state last, first, and middle name) | | | |--------------------------------------------------|----------------------------------------------------------------------------------------------|---------|--------------------------------------------| | | 11 BROADWAY SUITE 700 NEW YORK | NY | 10004 | | (Address) | (City) | (State) | (Zip Code) | | 6/6/2003 | | 2699 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | FOR OFFICIAL USE ONLY | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}-----------------------------------…Read the full text as markdown