IEX SERVICES LLC X-17A-5 (2022-02-28) — Broker-dealer annual report

Full text of IEX SERVICES LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ # **IEX SERVICES LLC** (A Wholly-Owned Subsidiary of IEX Group, Inc.) SEC ID Number – 8-69280 STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2021 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM \*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\* Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a Public Document. {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTSFORM XͲ17AͲ5 PART III** | OMB APPROVAL | |--------------------------| | OMB Number: 3235Ͳ0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | SEC FILE NUMBER | FILING<br>FOR<br>THE<br>PERIOD | | BEGINNING01/01/21AND | | ENDING12/31/21 | |------------------------------------------------------------------------------------|-----------------------------|------------------------------------------------------------|-----------------------|---------------------| | | | MM/DD/YY | | MM/DD/YY | | | A. | REGISTRANT<br>IDENTIFICATION | | | | NAME<br>OF<br>FIRM:<br>IEX | Services<br>LLC | | | | | TYPE<br>OF<br>REGISTRANT | (check<br>all<br>applicable | boxes): | | | | X<br>BrokerͲdealer<br>܆ Check here if respondent is also an OTC derivatives dealer | ܆SecurityͲbased | ܆Major<br>swap<br>dealer | securityͲbased | swap<br>participant | | ADDRESS<br>OF<br>PRINCIPAL | PLACE<br>OF<br>BUSINESS: | (Do<br>not<br>use<br>a<br>P.O. | box<br>no.) | | | | | | | | | 3 World Trade Center, 58th Floor | | | | | | | | | | | | New York | | (No. and Street)<br><br>NY | <br><br> | 10007 | | | (City) | (State) | | (Zip Code) | | PERSON<br>TO<br>CONTACT | WITH<br>REGARD<br>TO | THIS<br>FILING | | | | Ronan Ryan<br> | | +1 646Ͳ343Ͳ2121ronan.ryan@iextrading.com | | | | (Name) | | (Area Code – Telephone Number) | (Email Address) | | | | B. | ACCOUNTANT<br>IDENTIFICATION | | | | INDEPENDENT<br>PUBLIC | ACCOUNTANT | whose<br>reports<br>are<br>contained | in<br>this<br>filing* | | | Deloitte & Touche LLP | | (Name – if individual, state last, first, and middle name) | | | | 30 Rockefeller Center | <br> | New York<br> | <br>NY<br> | 10112 | | (Address) | | (City) | (State) | (Zip Code) | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption.See 17CFR 2…

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