Full text of IEX SERVICES LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # IEX SERVICES LLC (A Wholly-Owned Subsidiary of IEX Group, Inc.) SEC ID Number – 8-69280 FINANCIAL STATEMENTS AND SUPPLEMENTAL SCHEDULES AS OF AND FOR THE YEAR ENDED DECEMBER 31, 2022 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM \*\*\*\*\*\*\*\*\*\*\*\*\*\*\*\* This report is deemed CONFIDENTIAL in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. A Statement of Financial Condition, bound separately, has been filed with the Securities and Exchange Commission simultaneously herewith as a Public Document. {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | |--------------------------| | OMB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | SEC FILE NUMBER FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | | 01/01/22<br>MM/DD/YY | AND ENDING | 12/31/22<br>MM/DD/YY | |------------------------------------------------------------------------------------------------------------------------------------|-----------------------------|------------------------------------------------------------|----------------------------------------|--------------------------------------------| | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: IEX Services LLC | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>܈Broker-dealer<br>܆ Check here if respondent is also an OTC derivatives dealer | ܆Security-based swap dealer | | ܆Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 3 World Trade Center, 58th Floor | | | | | | | | (No. and Street) | | | | | | NY | | 10007 | | New York | | | | | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Craig Resnick | | +1 646-343-2051 | | craig.resnick@iextrading.com | | (Name) | | (Area Code – Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Deloitte & Touche LLP | | | | | | | | (Name – if individual, state last, first, and middle name) | | | | 30 Rockefeller Center | | New York | NY | 10112 | | (Address) | | (City) | (S…Read the full text as markdown