Full text of ALDWYCH SECURITIES LLC's X-17A-5 filed 2024-03-26 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | 0MB APPROVAL 0MB Number: 3235•0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 | SEC FILE NUMBER | |-----------------| | 8-69286 | | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **01/01/2023** MM/00/YY AND ENDING **12/31/2023** MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Aldwych Securities LLC TYPE OF REGISTRANT (check all applicable boxes): [!l Broker-dealer □ Security-based swap dealer D Check here If respondent ls also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 290 Harbor Dr. 4th Fl | | (No. and Street) | | | |----------------------------------------------|---------------------------------------------------------------------------|-----------------|--| | Stamford | CT | 06902 | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | John Miller | 917-620-6006<br>nycpa76@gmail.com | | | | (Name) | {Area Code-Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | Michael Coglianese CPA PC | | | | | | (Name-If Individual, state last, first, and middle name) | | | | | | | | | 125 E Lake St. Suite 303 | Bloomingdale | Ill | 60108 | |--------------------------------------------------|-----------------------|---------|-------------------------------------------| | (Address) | (City) | (State) | (Zip Code) | | 12/20/2009 | | 3874 | | | (Date of Registration with PCAOB)(lf applicable) | | | (PCAOB Registration Number If apollcable) | | | FOR OFFICIAL USE ONLY | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(II), If applicable. Persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRM…Read the full text as markdown