Full text of ALDWYCH SECURITIES LLC's X-17A-5 filed 2025-04-09 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Aldwych Securities LLC Financial Statement Pursuant to SEC Rule 17a-5 Under the Securities Exchange Act of 1934 December 31, 2024 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-S PART** Ill | hours per response:<br>12 | | |---------------------------|--| | | | | SEC FILE NUMBER | | | 8-69286 | | FACING PAGE Information Required Pursuant to Rules .17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING O 1/01/2024 | AND ENDING 12/31/2024 | |---------------------------------------------|-----------------------| | | | MM/DD/YY MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Aldwych Securities LLC TYPE OF REGISTRANT {check all applicable boxes): <sup>~</sup>Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) # 208 Harbor Dr. Suite 204 | | (No. and Street) | | | | |----------------------------------------------|---------------------------------------------------------------------------|-------------------|-----------------|------------| | Stamford | CT | | | 06902 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | John Miller | 917-620-6006 | nycpa76@gmail.com | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | Michael Coglianese CPA PC | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 125 E Lake St Suite 303 | Bloomingdale | ILL | 60108 | | | (Address)<br>r •<br>12/20/2009 | (City) | 3974 | (State) | (Zip Code) | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {2}----…Read the full text as markdown