Full text of GREENLEYS CAPITAL MARKETS LLP's X-17A-5 filed 2023-03-24 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. **20549** PUBLIC # **ANNUAL REPORTS FORM X-17A-S PART** Ill | 0MB APPROVAL | | |--------------------------|----| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: | 12 | SEC FILE NUMBER 8-69319 **FACING PAGE** **Information Required** Pursuant to Rules 17a-5, **17a-12, and 18a-7** under the Securities **Exchange Act** of 1934 FILING FOR THE PERIOD BEGINNING **O 1/01/2022** AND ENDING **12/31 /22** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Greenleys Capital Markets LLP TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer □ Security-based swap dealer D Check here If respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 420 Lexington Avenue, Suite 1402 | (No. and Street) | | | | | | | |---------------------------------------------------------------------------|-------------------------------|--------------------------|-----------------|--|--|--| | New York | N.Y. | | 10017 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | J. Clarke Gray | 917-238-1263 | clarke@taylorgrayllc.com | | | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | Raphael, Goldberg, Nikpour, Cohen, Sullivan, CPA's PLLC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 97 Froehlich Farm Road | Woodbury | N.Y. | 11797 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 02/23/10 | 5028 | | | | | | (Date of Registration with PCAOB)(if applicable) IPCAOB Registration Number, if a0pllcable) **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ ###…Read the full text as markdown