Full text of GREENLEYS CAPITAL MARKETS LLP's X-17A-5 filed 2022-03-30 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | 0MB APPROVAL | | |--------------------------------------------------|-----------------------------------------------------------------------------------------------------------|--------------------------|-------------------------------------------------|--| | | SECURITIES AND EXCHANGE COMMISSION | | 0MB Number: 3235-0123<br>Expires: Oct. 31, 2023 | | | PUBLIC | Washington, D.C. 20549 | | Estimated average burden | | | | | | hours per response:<br>12 | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | FORM X-17A-5 | | 8-69319 | | | | PART Ill | | | | | | | | | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | FILING FOR THE PERIOD BEGINNING | AND ENDING | _______<br>12/31/21<br>_ | | | | | ________<br>MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | NAME OF FIRM: | __________________________<br>Greenleys Capital Markets LLP | | _ | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | I&! Broker-deafer | D Security-based swap deafer | | □ Major security-based swap participant | | | | D Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.} | | | | | 420 Lexington Avenue, Suite 1402 | | | | | | | (No. and Street) | | | | | New York | NY | | 10017 | | | | | | | | | | (City)<br>{State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | J. Clarke Gray | 917-238-1263 | | Clarke@taylorgrayllc.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Raphael, Goldberg, Nikpour, Cohen, Sullivan, CPA's PLLC | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 97 Froehlich Farm Road | Woodbury | NY | 11797 | | | | | | | | | (Address) | (City) | (State) | (Zip Code) | | | 02/23/10 | | 5028 | | | | (rate of Registration with PCADB)(lf applicable) | | | (PCADB Registration Number, If applicable) | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 1i CFR 240.17a-S(e}(l)(ii), if applicable. Persons who are to respond to the collection of informatio…Read the full text as markdown