Full text of ASSETPOINT FINANCIAL, LLC's X-17A-5 filed 2024-03-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III sec file number 8-69332 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------|------------------------------------------|---------------------|-------------------------------------------| | | | AND ENDING | 12/31/2023 | | | | filing for the period beginning 1/1/2023<br>MM/DD/YY<br>MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM Assetpoint Financial, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>■ Broker-dealer<br>[ ] Check here if respondent is also an OTC derivatives dealer | | LJ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 1300 North 17th Street, Suite 1800 | | | | | | | (No. and Street) | | | | | Arlington | Va | | | 29466 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | William T. Bergin | 703-292-3489 | | bbergin@intrafi.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMG LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | 22102 | | 8350 Board Street | McLean | VA | | | | (Address)<br>10/20/2003 | (City) | (State) | | (Zip Code) | | Date of Registration with PCAOB) (if applicable) | | | | (PCAOB Registration Number if applicable) | | | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 | | | | | CFR 240.17a-5(e){1)(ii), if applicable. CTN 240.17 a 50.12 mm 11 appledale. Persons who are to respond to the collection of information contained in this form are not required to respond unless the…Read the full text as markdown