Full text of ASSETPOINT FINANCIAL, LLC's X-17A-5/A filed 2024-03-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | | | | | | | |----------------|--|--|--|--|--|--| | FORM X-17A-5 | | | | | | | | PART III | | | | | | | | OMB APPROVAL | | | | |---------------------------|--|--|--| | OMB Number: 3235-0123 | | | | | Expires: Nov. 30, 2026 | | | | | Estimated average burden | | | | | 12<br>hours per response: | | | | | SEC FILE NUMBER | | |-----------------|--| | 8-69332 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/2023 filing for the period beginning 1/1/2023 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Assetpoint Financial, LLC TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1300 North 17th Street, Suite 1800 (No. and Street) Arlington 22209 Va (Zip Code) (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING William T. Bergin 703-292-3489 bbergin@intrafi.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* KPMG III P (Name - if individual, state last, first, and middle name) 22102 8350 Broad Street VA McLean (Address) (State) (Zip Code) (City) 10/20/2003 #185 (Date of Registration with PC208)[d applicable (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | | swear (or affirm) that, to the best of my knowledge and belief, the<br>William T. Bergin | |-------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | tinancial report pertaining to the firm of Assetpoint Financial LLC<br>as of | | 12/31 | 2 023________________________________…Read the full text as markdown