Full text of NEBARI SECURITIES, LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES** OMB Number: 3235-0123 **SECURITIES AND EXCHANGE COMMISSION** Expires: October 31, 2023 **Washington, D.C. 20549** Estimated average burden OMB APPROVAL hours per response . . . 12.00 ## **ANNUAL AUDITED REPORT** SEC FILE NUMBER **FORM X-17A-5 8 - 69344 PART III** | er response 12.00 | |-------------------| | | | SEC FILE NUMBER | | 8 - 69344 | #### **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | REPORT FOR THE PERIOD BEGINNING | 01/01/2021 | AND ENDING | 12/31/2021 | | |---------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|------------|--| | | MM/DD/YYYY | | MM/DD/YYYY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: | Nebari Securities, LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | ☐ Security-based swap dealer<br>X Broker-dealer | ☐ Major security-based swap participant | | | | | ☐ Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | 460 NE 28TH STREET UNIT LPH 4201 | | | | | | (No. and Street) | | | | | MIAMI | FL | | 33137 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Dmitriy Rutitskiy | 212‐751‐4422 | drutitskiy@dfppartners.com | | | | (Name) | (Area Code -- Telephone No.) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | OHAB AND COMPANY, PA | | | | | | (Name – if individual, state last, first, and middle name) | | | | | 100 E. SYBELIA AVENUE, SUITE 130 | MAITLAND | FL | 32751 | | | (Address) | (City) | (State) | (Zip Code) | | | 07/28/2004 | | 1839 | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | *\*Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable.* *Persons who are to respond to the collection of information contained in this form are not required to respon…Read the full text as markdown