OMEGA POINT SECURITIES LLC X-17A-5 (2025-04-15) — Broker-dealer annual report

Full text of OMEGA POINT SECURITIES LLC's X-17A-5 filed 2025-04-15 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ ( FOR PUBLIC RELEASE ] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPROVAL | | | | | |--------------------------|----|--|--|--| | 0MB Number: 3235-0123 | | | | | | Expires: Nov. 30, 2026 | | | | | | Estimated average burden | | | | | | hours per response: | 12 | | | | | SEC FILE NUMBER | | | |-----------------|--|--| | 8-69344 | | | FACING **PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/2024** MM/DD/YY AND ENDING **12/31/2024** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Omega Point Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer D Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 3455 Peachtree Road NE, Suite 500 (No. and Street) Atlanta GA (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 30326 (Zip Code) Jonathan Self 404-596-5393 jself@omptsecurities.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Michael Coglianese CPA, P.C. (Name - if individual, state last, first, and middle name) 1255 E. Lake Street, Suite 303 Bloomingdale IL 60108 (Address) (City) (State) (Zip Code) 10/20/2009 3874 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Jonathan Self<br>12/31 | 2~<br>financial report pertaining to the firm of Omega Point Securities, LLC | swear (or affirm) that, to the best of my knowledge and belief, the<br>as of<br>is true and correct. I further swear (or affirm) that neither the company nor any<br>partner, off…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)