Full text of CURVATURE SECURITIES LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIESANDEXCHANGECOMMISSON Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235..()123 Expires: August 31, 2020 Estimated average burden hours oer response .. .... 12.00 # ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill | SEC FILE NUMBER | |-----------------| | B-69384 | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | AND ENDING_1_2 _/3_1_/<br>REPORT FOR THE PERIOD BEGINNING 01/01/19 | | | ___<br>19 _<br>_<br>_<br>_ | | | |------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------|-------------------------------|--|--| | | MMIDI>/YY | | MM/OD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: CURVATURE SECURITIES LLC | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not usc P.O. Box No.) | | | FIRM 1.0. NO. | | | | 376 MAif'J STREET, SUITE 100 | | | | | | | | (No. and Street) | | | | | | BEDMINSTER<br>·. | NJ | | 07921 | | | | | (Slate) | | (Zip Code) | | | | NAME AND~ TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>WIUIAM PIGOT.f· . | | | (908) 56S·1216 | | | | | | | (Area Code -Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report•<br>Meisel, Tuteur & Lewis, P.C. | (Name- t/ tntl11·idual. state la:st. first. nuJJie naml.') | | | | | | 101 Eisenhower Parkway, Ste. 103 Roseland | | NJ | 07068 | | | | (Address) | | (Stale) | | | | | CHECK ONE:<br>I/' I<br>certified Public Accountant<br>B<br>Public Accountant<br>Accountant not. resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | *•claimJ for exemption from the requirement that the annual report he ''Ol'ered by the opinitm t?{ em independent public un·ountant must be supported by a statement (?f facts and* c:ircmnstal"'l!.~ *relied 011 us the has is for I he: exemption. See Section :U0./7a-5(c:)(2)* > Potential persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ## OATH OR…Read the full text as markdown