Full text of CURVATURE SECURITIES LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-5 PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 | SEC FILE NUMBER | |-----------------| | 8-69384 | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/23** MM/DD/YY AND ENDING **12/31 /23** MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAMEOFflRM: CURVATURE SECURITIES LLC TYPE OF REGISTRANT {check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 39 Main Street | | (No. and Street) | | | |---------------------------------------------------------------------------|-------------------------------|---------------------------------------------|-----------------------------------| | Chatham | NJ | | 07928 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | William Pigott | 908-565-1216 | | tpigott@cu rvaturesecurities. com | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Meisel, Tuteur & Lewis, P.C. | | | | | (Name - if individual, state last, first, and middle name) | | | | | 105 Eisenhower Parkway | Roseland | NJ | 07068 | | (Address) | (City) | (State) | (Zip Code) | | 09/29/09 | | 3861 | I | | rte of Reglst<atloo wRh PCAOB)(;f appllcable) | | (PCAOB Reglst<atloo N, mbec, If applicable) | | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption . See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | | | WILLIAM PIGOTT | |----|--|----------------| | 1. | | | | I, WILLIAM PIGOTT | | | swear (or affirm) tha…Read the full text as markdown