Full text of HUNT FINANCIAL SECURITIES, LLC's X-17A-5 filed 2021-03-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: 0DUPCFS Estimated average burden **8-** SEC FILE NUMBER 69397 # hours per response.. . . . . 12.00 **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING______________________________ AND ENDING______________________________ | 01/01/2020 | | 12/31/2020 | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|---------|-------------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | A. | REGISTRANT IDENTIFICATION | | | | | Hunt<br>Financial<br>Securities,<br>LLC<br>NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 1330<br>AVENUE<br>OF<br>THE<br>AMERICAS,<br>___________________________________________________________________________________________________________________ | 28TH<br>FLOOR | | | | | | (No. and Street) | | | | | New<br>York<br>___________________________________________________________________________________________ | NY | | 10019<br>__________________________ | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>_____________________________________________________________________________________________________________________<br>Arnold Sarabella | | | (212) 702-6625 | | | | | | (Area Code – Telephone Number) | | | B. | ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>MCBEE<br>&<br>CO.,<br>PC<br>_____________________________________________________________________________________________________________________ | (Name – if individual, state last, first, middle name) | | | | | 718<br>PAULUS<br>AVENUE<br>_____________________________________________________________________________________________________________________ | DALLAS | TX | 75214 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE:<br>✔<br>Certified Public Accountant<br>Public…Read the full text as markdown