Full text of HUNT FINANCIAL SECURITIES, LLC's X-17A-5 filed 2022-03-18 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III sec file number 8-69397 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | - ING FOR THE PERIOD BEGINNING 01/01/2021 | | AND ENDING 12/31/2021 | | | |-------------------------------------------|----------|-----------------------|--|--| | | MM/DD/YY | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Hunt Financial Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): 匡 Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1330 Avenue of the Americas, 28th floor | | (No. and Street) | | | | | |--------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------|-------------------------------|--------------------------------------------|--|--| | New York | NY | | 10019 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Marc DeFife | 312-799-3910 | marc.defife@huntcompanies.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | MCBEE & CO., PC | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Name - if individual, state last, first, and middle name) | | | | | | 718 Paulus Avenue | Dallas | IX | 75214 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 09/22/2009 | | 3631 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | Marc DeFife | | | | | | swear (or affirm) t…Read the full text as markdown