Full text of SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC's X-17A-5 filed 2022-02-24 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Sun Life Institutional Distributors (U.S.) LLC** **Statement of Financial Condition** **December 31, 2021** {1}------------------------------------------------ | SECURITIES AND EXCHANGE COMMISSION | | | OMB APPROVAL | | | |------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------|----------------------------------------------------------|--------------------------------------------|--| | Washington, D.C. 20549 | | | OMB Number: | 3235-0123 | | | | | | Expires:<br>October 31, 2023<br>Estimated average burden | | | | | | | hours per response… | 12.00 | | | | ANNUAL AUDITED REPORT | | | | | | FORM X-17A-5 | | SEC FILE NUMBER | | | | | PART III | | | 8-69407 | | | | REPORT FOR THE PERIOD BEGINNING | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>01/01/2021 AND ENDING<br>MM/DD/YY | 12/31/2021 | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Sun Life Institutional (U.S.) LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>☒Broker-dealer<br>☐ Check here if respondent is also an OTC derivatives dealer | ☐Security-based swap dealer | ☐Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | One Sun Life Executive Park | | | | | | | | (No. and Street) | | | | | | Wellesley Hills<br>(City) | MA<br>(State) | | 02481<br>(Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Brett Lousararian | (402) 499-7869 | | brett.lousararian@SLCManagement.com | | | | (Name) | (Area Code – Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>Moss Adams | | | | | | | | (Name – if individual, state last, first, middle name) | | | | | | 999 Third Street, Suite 2800 | Seattle | WA | | 98104 | | | (Address) | (City) | (State) | | (Zip Code) | | | 10/16/2003 | | | | 659 | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | \* Claims for e…Read the full text as markdown