Full text of SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Sun Life Institutional Distributors (U.S.) LLC Statement of Financial Condition December 31, 2023 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 sec file number 8-69407 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING\_12/31/2023 filing for the period beginning 01/01/2023 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC. TYPE OF REGISTRANT (check all applicable boxes): ■ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer (Email Address) ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 96 WORCESTER STREET | | (No. and Street) | | |----------------------------------------------|------------------|------------| | WELLESLEY HILLS | MA | 02481 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | # BRETT LOUSARARIAN 402-499-7869 (Name) (Area Code – Telephone Number) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ## MOSS ADAMS (Name - if individual, state last, first, and middle name) | 999 THIRD STREET SUITE 2800 SEA I I LE | | WA | 98104 | |--------------------------------------------------|-----------------------|---------|--------------------------------------------| | (Address) | (City) | (State) | (Zip Code) | | 10/16/2003 | | 659 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### -- - !"#"! \$!%%# &!'()&)\* '\$+, -.-+ "\$\$) \$%% \$ "\$ /0!% \$ %%\$\$\$!"!!\$) | MARYROSE MERCADO<br>NOTARY PUBLIC, STATE OF NEW YORK<br>Registration No. 01ME6423025<br>Quali…Read the full text as markdown