Full text of FORT GHENT BROKERAGE LLC's X-17A-5 filed 2019-03-15 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDST AT ES SECURITIESAND EXCHANGECOMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 | SEC FILE NUMBER | |-----------------| | 8-69432 | #### **FACI NG PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR TH E PERI OD BEGINNING ____ ~0~I/~0~1/~1~8 ___ | MM/DD/YY | AND ENDING _<br>_ | ~ 12"-"/3'--'-I'-'-/l-"-8 _<br>__ _<br>_<br>MM/DD/YY | |-----------------------------------------------------------------------------|----------------------------------------------------------|-------------------|------------------------------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF BROKER-DEALER: | Fort Ghent Brokerage LLC | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.D. NO. | | Madison Avenue, Suite 1006<br>575 | | | | | | (No. and Street) | | | | NEW YORK | NY | | 10022 | | (Cit y) | (State) | | (Zip Code ) | | NAM E AND TELEPHON E NUMBER OF PERSON TO CONTACT IN REGA RD TO THI S REPORT | | | | | David Mack | | | 212-588-0580 | | | | | (Area Code - Te lephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | | | Sanford Becker & Co PC | (N ame - if individual. S/'lfe last, first, middle name) | | | | | | | | | Suite<br>Broadway,<br>605<br>1430 | New<br>York | NY | 10018 | | (Address) | (City) | (State) | (Zip Code) | | C H ECK ON E:<br>Certified P!.! blic Accountant<br>■ | | | | | D<br>Public Accountant | | | | | □ Account ant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis f or the exemption. See Section 240. !7a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, David M ack sw…Read the full text as markdown