Full text of FORT GHENT BROKERAGE LLC's X-17A-5 filed 2020-03-17 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | |---------------------------|-----------------| | 0MB Number: | 3235-0123 | | Expires: | August 31, 2020 | | Estimated average burden | | | hours per response 12.00 | | SEC FILE NUMBER **8-69432** # **ANNUALAUDITED REPORT FORM X-17 A-5 PARTIII** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERJOD BEGINNING ____ ~0=l/~0=1/~1~9 ___ .AND ENDING ___ ---'1=2'--" /3'"""1~/ 1~9 ___ _ | MMIDDIYY | | MM/DDNY | |------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|-------------------|--------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | Brokerage LLC<br>Ghent<br>Fort<br>NAME OF BROKER-DEALER:<br>(Do not use P.O. Box No.)<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: | | OFFICIAL USE ONLY | | | | | | FIRM I.D. NO. | | 1006<br>Suite<br>Avenue<br>Madison<br>575 | | | | | | (No. and Street) | | | | YORK<br>NEW | NY | | 10022 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | 212-588-0580 | | David Mack | | | (Area Code - Telephone Number) | | | B. ACCOUNT ANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | ; PC<br>&<br>Ca<br>Becker<br>Sanford | (Name - if individual, state last, first, middle name) | | | | 605<br>Broadway, Suite<br>1430 | York<br>New | NY | 10018 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE:<br>Certified Public Accountant<br>■<br>Public Accountant<br>D<br>Accountant not resident in United States or any of its possessions.<br>□ | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the collection** of information contained **in this** form **are not required to respond** unless the form displays a currently valid **0MB** control number. {1}--------------------------------------…Read the full text as markdown