Full text of FINANCIAL RESOURCES GROUP INVESTMENT SERVICES, LLC's X-17A-5 filed 2022-03-09 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES | | | | | | | |------------------------------------|--|--|--|--|--|--| | SECURITIES AND EXCHANGE COMMISSION | | | | | | | | Washington, D.C. 20549 | | | | | | | PUBLIC ### ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-69435 > > of 1934 1 | | FACING PAGE | | |-----------------------------------------------------------------------------------------------------|-------------|-----------------------| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act o | | | | siling for the period beginning 01/01/2021 | | AND ENDING 12/31/2021 | | | MM/DD/YY | MM/DD/YY | A. REGISTRANT IDENTIFICATION NAME OF FIRM: Financial Resources Group Investment Services, LLC TYPE OF REGISTRANT (check all applicable boxes): ത് Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 481 Munn Road Ste 225 | | (No. and Street) | | |----------------------------------------------|--------------------------------|-----------------------------------------| | Fort Mill | SC | 29715 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Laura Keady | 704 816 8014 | laura.keady@financlairesourcesgroup.net | | (Name) | (Area Code - Telephone Number) | (Emall Address) | | | D ACCOLINTANT InchiticicaTion | | ### INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # Elliot Davis | | (Name - if individual, state last, first, and middle name) | | | |--------------------------------------------------|------------------------------------------------------------|---------|--------------------------------------------| | 355 South Main Street | Greenville | SC | 29601 | | (Address) | (City) | (State) | (Zip Code) | | 10/16/2003 | | 149 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e){1)(II), if applicable. Persons who are to respond to the collection of information contained in this form are not required to resp…Read the full text as markdown