Full text of FINANCIAL RESOURCES GROUP INVESTMENT SERVICES, LLC's X-17A-5 filed 2023-03-08 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Oct. 31. 2023 PUBLIC Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-69435 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 01/01/2022 AND ENDING 12/31/2022 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Financial Resources Group Investment Services, LLC TYPE OF REGISTRANT (check all applicable boxes): 🇿 Broker-dealer Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 360 Kingsley Park Drive Ste 100 (No. and Street) Fort Mill SC 297 15 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Laura Keady 704 816 8014 laura,keady@financlairesourcesgroup.net (Name) (Area Code - Telephone Number) (Emall Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Greer Walker (Name - if individual, state last, first, and middle name) 15 South Main Street Ste 800 Greenville SC 29601 (Address) (State) (City) (Zip Code) June 7, 2005 2324 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e){(1)(il), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | Steve Lank | swear (or affirm) that, to the best of my knowledge and belief, the | | | | |-------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------|--|--|--| | | tinancial report pertaining to the firm of Financial Resources group Investment Services, LLC<br>as of | | | | | 12/31 | 2 022 | | | | | partner, officer, director, or equivalent person, as the case may be, has a…Read the full text as markdown