Full text of BAILLIE GIFFORD FUNDS SERVICES LLC's X-17A-5 filed 2021-05-24 (period 2021-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ DocuSig n Envelope ID 7D 18A 138-B30 7 -463 E-SC 1 0-2 D9673C EC 76A **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** # hours per response.. . . . . 12.00 **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** October 31, 2023 > SEC FILE NUMBER **8-** **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | | | <br>REPORT FOR THE PERIOD BEGINNING______________________________ AND ENDING______________________________ | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------|---------------------------------------|--|--| | | MM/DD/YY | | MM/DD/YY | | | | A. | REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | | | | <br>___________________________________________________________________________________________________________________ | | | | | | | | (No. and Street) | | | | | | <br>___________________________________________________________________________________________ | | | <br>__________________________ | | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br><br>_____________________________________________________________________________________________________________________ | | | | | | | | | | (Area Code – Telephone Number) | | | | B. | ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br><br>_____________________________________________________________________________________________________________________ | | | | | | | | (Name – if individual, state last, first, middle name)<br> | | | | | | __________________________________________________________________________…Read the full text as markdown