Full text of BAILLIE GIFFORD FUNDS SERVICES LLC's X-17A-5 filed 2026-05-26 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20S49 | | OMBAPPROVAL<br>0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours perresponse: 12 | |-------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|---------------------------------------------------------------------------------------------------------------------| | | ANNUAL REPORTS | | SEC FILE NUMBER | | | FORM X-17A-5 | | 8-69448 | | | PART Ill | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | FILING FOR THE PERIOD BEGINNING 04/01 /25 | | AND ENDING 03/31 /26 | | | | MM/DD/ VY | | MM/DD/ VY | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: Baillie Gifford Funds Services LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | Calton Square, 1 Greenside Row | | | | | | (No. and Street) | | | | Edinburgh | | United Kingdom | EH1 3AN | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Janice Parise | (212)751-4422<br>JParise@dfppartners.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Citrin Cooperman & Company, LLP | | | | | 180 Park Avenue Suite 200 Florham Park | (Name - if individual, state last, first, and middle name) | | 07932 | | (Address) | (City) | (State) | New Jersey<br>(Zip Code) | | 11/02/2005 | | 2468 | | | | | | | | | FOR OFFICIAL USE ONLY | | | accountant must be supported by a st atement of facts and circumstances relied on as t he basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------…Read the full text as markdown