CRAFT CAPITAL MANAGEMENT LLC X-17A-5 (2021-03-31) — Broker-dealer annual report

Full text of CRAFT CAPITAL MANAGEMENT LLC's X-17A-5 filed 2021-03-31 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ **UNITEDSTATFS SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | 0MB Number: | 3235-0123 | |-------------|---------------------------| | Expires: | October 31, 2023 | | | Estimated average burden | | | hours per response 12.00 | | | | 0MB APPROVAL | SEC FILE NUMBER | |-----------------| | B-69455 | **FACING PAGE** # **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING 01 /01 /20 | --<br>---<br>AND ENDING 12/31 /20 | | | | |------------------------------------------------------------------------|--------------------------------------------------------------------------|-------------------------|--------------------------------|--| | --<br>-<br>MM/DD/YY | | -<br>-<br>-<br>MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Craft Capital Management LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.D. NO. | | | 377 Oak Street, Suite 402 | | | | | | | (No. and Street) | | | | | Garden City | NY | | 11530 | | | (City) | (State) | | (Zip Code) | | | Charlene F. Wilson<br>623-533-4407 | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO TIDS REPORT | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | | | | | | | Ohab and Company, P.A. | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | (Name - if individual. state last, first, middle name) | | | | | 100 E Sybelia Ave. | Maitland | FL | 32751 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | I<br>I<br>✓<br>Certified Pub I ic Accountant<br>B<br>Public Accountant | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the op inion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond** unless the form displays a currently valid 0MB control number. {1}--------------------------------------…

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