CRAFT CAPITAL MANAGEMENT LLC X-17A-5 (2022-03-24) — Broker-dealer annual report

Full text of CRAFT CAPITAL MANAGEMENT LLC's X-17A-5 filed 2022-03-24 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ UNITED STATES **SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. 20549 | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | | | # **ANNUAL REPORTS FORM X-17A-S** SEC FILE NUMBER 8-69455 # **PART** Ill **FACING PAGE** Information Required Pursuant to Rules 17a-S, 17a-U, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **0 1 /01 /21** AND ENDING **12/31 /21** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Craft Capital Management LLC TYPE OF REGISTRANT (check all applicable boxes): **1!i** Broker-dealer □ Security-based swap dealer D Check here If respondent Is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 377 Oak Street Lower Concourse Ste C2 | | | (No. and Street) | | | |---------------------------------------------------------------------------------------------------|--------------------------------------------------|------------------------------------------------------------|---------------------|--------------------------------------------| | Garden City | | NY | | 11530 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Charlene F. Wilson | | 623-533-4407 | cwilson@craftcm.com | | | (Name) | (Area Code -Telephone Number)<br>(Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>OHAB AND COMPANY, PA | | (Name - if individual, state last, first, and middle name) | | | | 100 E SYBELIA AVE, SUITE 130 MAITLAND | | | FL | 32751 | | (Address) | (City) | | (State) | (Zip Code) | | JULY 28, 2004 | | | 1839 | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | • Claims for exemption from the requirement that the annual reports be coyered by the reports of an independent public accountant must be supported by a statement of facts and circumstance~ relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collectfon of Information contained in ~Is form are not required to respond unless the form displays a currently valid 0MB control number. j i I {1}-------------…

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