Full text of KEZAR TRADING, LLC's X-17A-5 filed 2023-04-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Kezar Trading, LLC** f/k/a Luminex Trading & Analytics LLC Statement of Financial Condition Pursuant to Rule 17 A-5 under the Securities Exchange Act of 1934 December 31, 2022 {1}------------------------------------------------ ### **UNITED ST A TES** 0MB APPROVAL **SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORMX-17A-5 PART** III | 0 MB Number: 3235-0123 | | |--------------------------|--| | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | SEC FILE NUMER 8- 69476 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **O 1 /01 /22** AND ENDING **12/31 /22** MM/DDNY MM/DDNY # **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: \_\_ K\_e\_z\_a\_r\_T\_ra\_d\_in\_g\_,\_L\_L\_C\_f\_lkf\_a\_ L\_um\_ i n\_e\_x\_T\_rad\_\_i\_ng\_ &\_A\_n\_a\_lyt \_ic\_s\_L\_L\_C TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 99 Summer Street, Suite 1700 | | (No. and Street) | | | |-----------------------------------|----------------------------------------------------------------------------|-------------------------------|--| | Boston | MA | 02110 | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Michael Stupay<br>(617) 904-37 49 | | michael .stu pay@levelats.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose reports are contained in this filing* | | | | WithumSmith+Brown, PC | | | | | | (Name - if individual, state last, first, and middle name) | | | | 200 Jefferson Park, Suite 400 | Whippany | NJ | 07981 | |--------------------------------------------------|----------|---------|-------------------------------------------| | (Address) | (City) | (State) | (Zip Code) | | 10/8/03 | | 100 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, ifapplicable) | ### **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports ofan independent public accountant must be supported by a statement of facts and circumstanc…Read the full text as markdown