Full text of KEZAR TRADING, LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Kezar Trading, LLC Statement of Financial Condition Pursuant to Rule 17A-5 under the Securities Exchange Act of 1934 December 31 , 2023 {1}------------------------------------------------ #### UNITED STATES SECURlTIES AND EXCHANGE COMMISSION Washington, O.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMER 8- 69476 FACING PAGE Information Required Pursuant to Rules 17a-S, J 7a-12, and I 8ll-7 under the Securities Exchange Act of 1934 FfLlNG FOR THE PERIOD BEGINNING 01/01/23 AND ENDING **12/31 /23** MM/DD/YY MM/DD/YY ## **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: \_ \_ \_ K\_e\_z\_a\_r\_T\_r\_a\_d\_in\_g;;\_,\_L\_L\_C \_\_\_\_ \_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer O Security-based swap dealer O Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 99 Summer Street, Suite 1700 | | (No. and Street) | | |----------------|----------------------------------------------|------------------------------| | MA<br>Boston | | 02110 | | (City) | (Stale) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | Michael Stupay | (617) 904-3749 | michael .stupay@levelats.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNT ANT IDENTlFICA TION | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # WithumSmith+Brown, PC | (Name - if individual, state last. first, and middle name) | | | | | |------------------------------------------------------------|----------|---------|-------------------------------------------|--| | 200 Jefferson Park, Suite 400 | Whippany | NJ | 07981 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/8/03 | | 100 | | | | (Date or Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number. ifapplicable) | | #### **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual repo11s be covered by the reports ofan independent public accountani must be supported by a statement of facts and circumstances relied on as the bnsis of the exemption. See 17 CFR 240.17a-5(e)( l)(ii). if applicable. Persons who are to respond *to* the collection of information contained in this form are not r eq uired to respond unless the f…Read the full text as markdown