Full text of OAKPOINT SOLUTIONS, LLC's X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Oakpoint Solutions, LLC** **Report Pursuant to Rule 17a-5 Under the Securities Exchange Act of 1934** **December 31, 2022** {1}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Oct. 31. 2023 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING ----------------------------------------------------------------------------------------------------------------------------------------------AND ENDING MM/DD/YY A. REGISTRANT IDENTIFICATION Solutions . LLC Oakpoint NAME OF FIRM: TYPE OF REGISTRANT (check all applicable boxes): ሬ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 100 S. Ashley Drive Suite 1130 ampa 33602 (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING oughlin 212-588-6400 info@oakpointady.c (Email Address) (Area Code - Telephone Number) (Name) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* er Johnson & Smith PA (Name – if individual, state last, first, and middle name) 500 North Westshore Bookevard, Suite 1000 ampa (City) (State) (Address) (Zip Code) 9/29/2009 400 (PCAOB Registration Number, if applicable) (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION | | loughtin<br>Gerard | | | swear (or affirm) that, to the best of my knowledge and belief, the | | | |------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------|---------------------------------------------------------…Read the full text as markdown