Full text of OAKPOINT SOLUTIONS, LLC's X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Oakpoint Solutions, LLC** **Report Pursuant to Rule 17a-5 Under the Securities Exchange Act of 1934** **December 31, 2021** {1}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549<br>ANNUAL REPORTS | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12<br>SEC Fl LE NUMBER | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------|-----------------|-------------------------------------------|--| | | | | | FORM X-17A-5 | | | | PART Ill | | | | | | | FACING PAGE | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/21<br>ENDING 12/31/21<br>AND<br>MM/DD/YY | | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: OAKPOINT SOLUTIONS, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>� Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | □ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 100 S. Ashley Drive, Suite 1130 | | | | | | | | (No. and Street) | | | | | | Tampa | Florida | | | 33602 | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Gerard Coughlin | 212-588-6400 | | | info@oakpointadv.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Hacker Johnson & Smith PA | | | | | | | | {Name - if individual, state last, first, and middle name) | | | | | | 500 North Westshore Boulevard, Suite 1000 Tampa | | | Florida | 33609 | | | (Address) | (City) | | (State) | (Zip Code) | | | 9/29/2009 | | 400 | | (PCAOB Reg;,ua,;,o N,mbe<, ;f appl;c…Read the full text as markdown