Full text of NHCOHEN CAPITAL LLC's X-17A-5 filed 2019-03-01 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Report Pursuant to Rule 17a-5 (d) Financial Statements For the Year Ended December 31, 2018 {1}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGECOMMISSION Washington, D.C. 20'549 OMB APPROVAL 1--..:::..:..:.:.=: OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | B-69487 | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-S Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/2018 | AND ENDING 12/31/2018 | | | | |--------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|-----------------|------------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: NHCohen Capital LLC | | | _QfEICIAL USE ONL Y_l | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM 1.0. NO. | | | | 60 East 42nd Street -<br>46th floor | | | | | | | (No. and Street) | | | | | New York | New York | 10165 | | | | (City) | (State) | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Krlsty K. Johnson | | (281 ) 367-0360 | --- | | | | | | -<br>(Area Code- Telephone Number) | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report•<br>Aivarez & Associates, Inc. | (Name- if indil•idual. state last. first. middle name) | | | | | 9221 Corbin Avenue, Suite 165 Northridge | | | | | | | | California | 91324 | | | (Address) | (City) | (State) | (Zip Code) | | | I<br>vf I<br>certified Public Accountant<br>B<br>Public Accountant | Accountant not resident in United States or any of its possessions. | | | | | ----------~~~-FOR_QFFICIAL | : Y<br>E | | _<br>_ , | | | CHECK ONE: | | __________ | | | *•claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > Potential persons who are to respond to the collection of Information contained In this form are not required to respond unless the f…Read the full text as markdown