Full text of NHCOHEN CAPITAL LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ NHCohen Capital LLC Report Pursuant to Rule 17a-5 ( d) Financial Statements For the Year Ended December 31, 2019 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTlll** | OMB APPROVAL | | | | |--------------|---------------------------|--|--| | OMB Number: | 3235-0123 | | | | Expires: | August 31, 2020 | | | | | Estimated average burden | | | | | hours per response 12.00 | | | | | | | | | SEC FILE NUMBER | | |-----------------|--| | 8-69487 | | FACING PAGE Informatil[)n Required of Brokers and Dealers Pursuant to Section 17 of the Se<t.~urities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING01/01/2019 | | AND ENDING 12/31/2019 | ~~~~~~~~~~- | |--------------------------------------------------------------------------------------------------------|--------------------------------------------------------|-----------------------|--------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF BROKER-DEALER: NHCohen Capital LLC | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM l.D. NO. | | 60 East 42nd Street -<br>46th floor | | | | | | (No. and Street) | | | | New York | New York | 10165 | | | (City) | (State) | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Kristy K. Johnson | | (28 1) 367-0380 | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>Alvarez & Associates, Inc. | | | | | | (Name - if individual, state last, first, middle name) | | | | 9221 Corbin Av1enue, Suite 165 Northridge | | California | 91324 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | IV I<br>Certified Public Accountant | | | | | DPublic Accountant | | | | | Accountant not resident in United States or any of its possessions.<br>D | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > Potential persons who are to respond to the collection of information contained…Read the full text as markdown