Full text of AXOS INVEST LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Axos Invest LLC** Statement of Financial Condition December 31, 2020 {1}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: 0DUPCFS Estimated average burden **8-** SEC FILE NUMBER 69507 # hours per response.. . . . . 12.00 **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | 12/31/2020<br>AND ENDING______________________________<br>MM/DD/YY<br>___________________________________________________________________________________________________________________<br>89117<br>___________________________________________________________________________________________<br>(Zip Code)<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>858-649-2165 | OFFICIAL USE ONLY<br>FIRM I.D. NO.<br>__________________________ | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | _____________________________________________________________________________________________________________________ | | | (Area Code – Telephone Number) | | | | | | | | | | | | | | | 11797 | | | (Zip Code) | | | | | | | | | | | | | | | | | | _____________________________________________________________________________________________________________________<br>NY<br>_____________________________________________________________________________________________________________________<br>(State) | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exem…Read the full text as markdown