Full text of AXOS INVEST LLC's X-17A-5 filed 2026-02-26 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Axos Invest LLC** Statement of Financial Condition December 31, 2025 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------|-----------------------|--------------------------------------------|--|--|--|--| | | 01/01/2025 | | AND ENDING 12/31/2025 | | | | | | | FILING FOR THE PERIOD BEGINNING<br>MM/DD/YY | | | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | Axos Invest LLC<br>NAME OF FIRM: | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Security-based swap dealer<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | 9205 West Russell Road Suite 400 | | | | | | | | | | | (No. and Street) | | | | | | | | | Las Vegas | NV | | 89148 | | | | | | | (City) | (State) | | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | Derrick K. Walsh | (858) 649-2165 | | dwalsh@axosbank.com | | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Assurance Dimensions | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | 3111 N. University Dr Suite 621 Coral Springs FL | | | | 33065 | | | | | | (Address) | (City) | | (State) | (Zip Code) | | | | | | 4/13/2010 | | 5036 | | | | | | | | (Date of Registration with PCAOB) (if applicable) | FOR OFFICIAL USE ONLY | | | (PCAOB Registration Number, if applicable) | | | | | Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of f…Read the full text as markdown