Full text of HALIFAX AMERICA LLC's X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ## SEC FI LE NUMBER 8-69511 | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | |---------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|----------------------------------------------|--| | FILING FOR THE PERIOD BEGINNING 1/01/2021 | | AND ENDING 12/31/2021 | | | | MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | E oF FIRM: Halifax America LLC<br>NAM | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | · D Security-based swap dealer | D Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 5900 Sepulveda Blvd #304 | | | | | | | (No. and Street) | | | | | Sherman Oaks<br>CA | | | 91411 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CO NTACT WITH REGARD TO THIS FILING | | | | | | Devin Brady | 818-351-7881 | | dbrady@halifaxamerica.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Michael Coglianese, CPA PC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 125 E. Lake Street #303 | Bloomingdale | IL | 60108 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/20/2009 | | 3874 | | | | rte of Reglstmloa with PCAOB)lif appllc,bleJ | | | (PCAOB Reglstcatloo N,mbe,, if appllc,bleJ I | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent publ ic accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays…Read the full text as markdown